Practice Groups
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Practice Contacts

David S. Schaefer

Partner
212.407.4848


Financial Services

Practice Capabilities

Loeb & Loeb understands the financial services industry and its regulatory environment, and representing financial services firms and their customers is a core area of focus of ours.  We assist our financial services clients in connection with all aspects of their business, including helping their customers with transactions and other matters for their own account. Our core services include:

  • Bankruptcy, creditors' rights, workouts and restructuring
  • Capital markets and securities
  • Corporate fiduciary
  • Employment and Labor
  • Entertainment finance
  • Fund formation
  • Insurance premium finance
  • Intellectual property counseling and litigation, including patent, tradmark and copyright
  • International finance
  • Lender liability litigation
  • Leveraged finance
  • Mergers, acquisitions and divestitures
  • Private equity investments
  • Private placements
  • Public offerings
  • Real estate finance
  • Regulatory and legislative matters
  • Structured finance and securitization
  • Tax


Service Approach

The depth and breadth of our Financial Services Group allows us to develop comprehensive plans and solutions for our clients.  We approach each client relationship as a partnership. Our group is representative of practitioners from our corporate and securities, private equity, commercial finance, tax, IP, bankruptcy and other practice areas, all combining their experience and knowledge of the financial services industry for the benefit of our clients. This diversity and experience allows us to provide efficient and broad service to our clients. 

Client and Industries

Our clients include multinational, regional and community banks; domestic branches and agencies of foreign banks; insurance companies; public and private pension funds; savings institutions; mortgage banks; commercial finance companies; factoring, leasing, and investment firms:

  • Access Capital
  • JP Morgan Chase Manhattan Bank
  • American International Group
  • Key Bank
  • Anglo Irish Bank
  • LaSalle
  • Bank of America 
  • Laurus Master Fund
  • The Bank of New York Mellon Corporation
  • Merrill Lynch
  • Bank of the West
  • National Westminster Bank
  • Banque Paribas
  • North Fork
  • Bayerische Hypo-und Vereinsbank, AG
  • PNC
  • CapitalSource
  • RBC Capital Markets Corporation
  • Citigoup Alternative Investments
  • Royal Bank of Scotland
  • City National Bank
  • Sterling National Bank
  • Deutche Bank
  • Trust Company of the West
  • Fortress Capital
  • UBS
  • GE Capital Corporation
  • Union Bank of California
  • Gerber Business Finance
  • Veronis Suhler Stevenson
  • HSBC
  • Webster Business Credit Corp.
  • ING Bank
  • Wells Fargo

Leadership and Law

Members of our group are frequent lecturers and moderators at industry events such as the Private Equity Roundtable and the Music and Motion Picture Revenues & Royalties Securitization Conference. We have also authored numerous articles.

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